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Business

Sarbanes-Oxley

Since its adoption in 2002, Butzel Long’s corporate team has actively counseled companies with Sarbanes-Oxley (SOX) Act compliance. We advise company officers, directors, and employees on various SOX matters, including:

  • Section 302 and 906 financial disclosure certifications;
  • Section 404 internal control over financial reportings (ICFR);
  • Audit committee matters;
  • Limitations on credit to directors and officers;
  • Whistleblower claims; and
  • Restrictions tied to employee benefit plan blackout periods.

Experience

Successfully defended national media client in claim for violation of Sarbanes-Oxley Act before the United States Department of Labor