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Financial Services

Butzel Long's attorneys provide insightful legal advice to financial institutions because they have served both as in-house and outside counsel for these companies and the agencies that regulate them. We bring together leading practitioners to handle arbitration proceedings before regulatory boards, asset-backed securities, bankruptcies and workouts, broker-dealer representation, corporate compliance, hedge fund matters, investment advisor act matters, investment documentation, mortgaged-backed securities, mutual fund regulations, private equity and venture capital fund formation, private offering memoranda, registration statements, securities and corporate finance work, securities litigation, transactional representation, and white collar criminal defense.

Our clients include banks, borrowers, commercial lenders, hedge funds, investment advisors, private equity funds, real estate funds, and other financial institutions. No matter the scope or size of the engagement, we can meet the sophisticated legal needs of clients in the financial services field.

Experience

Defended investment banker in claims by former firm for purported liability under promissory notes and seeking to recover the value of certain deals and production introduced to the firm on contract and unjust enrichment theories
Obtained a “no cause” jury verdict in client’s favor in a dispute regarding alleged joint venture obligations between two tech-sector companies